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واحد تطبیق
Interestingly, Jerome joined Société Générale in its compliance department in 2000!
I have come across statements that clearly document that compliance to financial risk requirements/regulations (like those for credit market and liquidity risk) is clearly the responsibility of the respective functions and that the compliance department will not be held accountable for the same.
Our compliance department is way too conservative and always looks to say 'no.'"
Compliance Department
When the word compliance is uttered, I have most often seen that everyone in the room looks at the small team designated as the compliance department and shrugs off responsibility.
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